United States securities law

Results: 27653



#Item
681Economy of the United States / Financial regulation / Government / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Securities Act / Securities and Exchange Commission / Security / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Case 3:15-cvB Document 1 FiledPage 1 of 12 PageID 1 IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF TEXAS

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-06 17:48:44
682Financial economics / SEC filings / 73rd United States Congress / Finance / Investment / Securities Act / Regulation D / Securities Exchange Act / Prospectus / United States Securities and Exchange Commission / United States securities law / Stock market

SECURITIES AND EXCHANGE COMMISSION

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Source URL: edgar.sec.gov

Language: English - Date: 2014-01-28 12:46:32
68373rd United States Congress / United States Securities and Exchange Commission / Business / Financial regulation / Vodafone / Securities Exchange Act / AirTouch / SEC Rule 10b-5 / Securities Act / United States securities law / SEC filings / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoJanuary 30, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: edgar.sec.gov

Language: English - Date: 2015-01-30 16:49:45
684Tomlinson / Wells Fargo / Economy of the United States / Financial services / Financial Industry Regulatory Authority / United States securities law / Robert Tomlinson

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 23, 2015

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Source URL: www.sec.gov.

Language: English - Date: 2015-02-23 17:20:08
685Economics / Corruption / Canadian law / Canadian securities regulation / 73rd United States Congress / United States Securities and Exchange Commission / Autorité des marchés financiers / Securities Commission / Securities regulation in the United States / Financial regulation / Financial system / United States securities law

CANADIAN SECURITIES ADMINISTRATORSEnforcement Report Canadian Securities Administrators About the CSA

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Source URL: www.csa-acvm.ca

Language: English - Date: 2015-02-17 15:19:06
686Securities regulation in the United States / United States securities law / Corporate governance / Financial regulation / Government / Business / Corporate crime / U.S. Securities and Exchange Commission / SEC filings

Advisory Committee on Small and Emerging Companies (Notice of Meeting)

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Source URL: edgar.sec.gov

Language: English - Date: 2015-02-23 10:39:15
687Financial economics / Financial system / 73rd United States Congress / Securities Exchange Act / SEC filings / U.S. Securities and Exchange Commission / Broker-dealer / Securities and Exchange Commission / Naked short selling / United States securities law / United States Securities and Exchange Commission / Finance

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 4, 2015 SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN THE SECURITIES OF CHINA INFRASTRUCTURE INV

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Source URL: www.sec.gov.

Language: English - Date: 2015-03-03 18:44:52
688Aiptek Inc. / Securities Exchange Act / Financial regulation / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

/ Press Release Fine Imposed on the Responsible Person of AIPTEK International Inc. (A company whose stocks are traded on the Taiwan Stock Exchange under the symbol 6225)

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Source URL: www.twse.com.tw

Language: English - Date: 2014-12-26 01:33:58
689Finance / Stock market / Security / United States Securities and Exchange Commission / United States securities law / Settlement / Depository Trust & Clearing Corporation / U.S. Securities and Exchange Commission / Banja Luka Stock Exchange / Financial economics / Securities / Financial system

5/1 Section 5 Eligible Securities 5.1

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Source URL: www.hkex.com.hk

Language: English - Date: 2015-01-05 02:13:31
690Economics / Securities / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Fannie Mae / Freddie Mac / Securitization / Security / Financial economics / Finance / Mortgage industry of the United States

5 Different grades of securities (Defined 12 CFR 1.2, limitations 12 CFRType 1 Obligation of US bank may deal in, underwrite, purchase, and sell for its own account Type 2 Obligations of States bank may have or

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Source URL: www.1215.org

Language: English - Date: 2013-03-14 19:04:00
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